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Risk and Money Management

Risk and Money Management

Highlight On Expertise: Kevin Wheeler On NY’s Digital Forex Regulation

ForexTradingNews -
The State of New York lately handed laws requiring these transacting in digital foreign money to grow to be licensed. The brand new...
Risk and Money Management

Webinar: Navigating Your Subsequent SEC Examination

ForexTradingNews -
Compliance Science, Inc. is internet hosting a February webinar entitled, "Navigating Your Subsequent SEC Examination". The webinar dialog will concentrate on a variety...
Risk and Money Management

See Ya Lata – Dangerous Information!

ForexTradingNews -
CRC Pronounces Forthcoming Whitepaper Addressing Information High quality and Information Integrity Points Impacting Dealer-Sellers CRC is happy to announce a forthcoming whitepaper written together...
Risk and Money Management

E&O: Are You In The Know?

ForexTradingNews -
A number of instances over the previous decade FINRA has indicated they might be contemplating making it a requirement for broker-dealers to keep...
Risk and Money Management

Who You Callin' A Fiduciary???

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COMPLIANCE BULLETIN: DOL FIDUCIARY RULE Highlight On Expertise: David Amster, Principal and Head of Fund and Vendor Advisory America Division of Labor (“DOL”)...
Risk and Money Management

You’ve Established The Tone At The Prime – Do You Know The Temper In The Center?

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COMPLIANCE BULLETIN: SEC WHISTLEBLOWER REGULATIONSHighlight On Expertise: Lilian Colpas, Senior Compliance Advisor The newest SEC announcement by OCIE correlates to the purpose that whistleblowers...
Risk and Money Management

Bulletin: FINRA 2017 Regulatory and Examination Priorities Letter

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Typically, Being Two-Confronted is a Good Factor… Highlight On Expertise: David Amster, Principal and Head of Fund and Seller Advisory On January 1, 153 B.C.,...
Risk and Money Management

Annoyed Reformist Says Cash At all times Wins – Politics At all times Realign – Threat Managers

ForexTradingNews -
By Chris Deacon You may spend years making an attempt to do the fitting factor. Make sacrifices. Inform the reality. Keep the course. Belief...
Risk and Money Management

Half 1 of three: It is 2017, What Are The SEC’s Priorities?

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Analyzing issues of significance to retail traders Highlight On Expertise: Portia Amato, Compliance Officer  By now, each CCO and their crew have requested themselves this...
Risk and Money Management

Tom Slack – Danger Managers

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By Invoice Rusteberg When Tom was elevated to the place of Vice President of Gross sales of Blue Cross Blue Defend of Texas again...
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